Umesh Banga Senior Director, Practifi
UMESH BANGA | FRIDAY, 19 MAY 2023 Financial advice is one of the most heavily regulated industries in Australia. From its close ties to the life insurance industry and the inception of professional bodies like the FPA (now FAAA) in 1992, questions around compliance have often been at ... Read more UMESH BANGA | MONDAY, 12 DEC 2022 Advice businesses who focus on five key areas will be better positioned to withstand a downturn. Read more PAGE: 1 |
Latest News
Advisers urged to capitalise on HNW interest in alternatives
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Almost one third fail adviser exam
Nearly one third (30%) of candidates who sat the latest round of the Financial Advisers Exam failed.
Adviser fakes exam certificate, cops ASIC ban
ASIC has slapped a permanent ban on a financial adviser who doctored her exam certificate and continued to provide advice without the proper qualifications.
Sequoia chief's job at stake in upcoming EGM
Sequoia Financial Group will hold an Extraordinary General Meeting (EGM) in June that will consider a resolution to remove chief executive and managing director Garry Crole.
Cover Story
Passing the baton
LIAM ROCHE
ADVICE ASSOCIATE
EUREKA WHITTAKER MACNAUGHT PTY LTD
ADVICE ASSOCIATE
EUREKA WHITTAKER MACNAUGHT PTY LTD
Liam Roche's experience in customer relationships and paraplanning has set him up for success as a financial adviser. Now undertaking the Professional Year, the advice associate at Eureka Whittaker Macnaught tells Karren Vergara how a new breed of advisers is flying the flag.