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ASIC is urging financial advisers to be well prepared for the new Design and Distribution Obligations regime, warning that there should be no surprises when it kicks into gear on October 5.
A Melbourne-based advisory firm has merged with William Buck as the latter continues its aggressive expansion strategy.
In a win for financial advisers, the Design and Distribution Obligations (DDO) regime will scrap the nil-reporting rule.
Financial advisers have dramatically relied on technology over the last 18 months yet are unwilling to increase their budget to improve the clients' digital experience, new research finds.