 RACHEL ERLICH | WEDNESDAY, 17 JUN 2026 Licensees need to ensure robust measures are in place to prevent a fees for no service event from occurring. Read more  SEAN GRAHAM | THURSDAY, 21 MAY 2026 While automation provides efficency for businesses, licensees need to be mindful of the potential implications it brings. Read more  ALISON REES | WEDNESDAY, 11 MAR 2026 Licensees can face unique risks across legal, operational, and regulatory areas, depending on their business type. Read more  JOSH WIGNEY | TUESDAY, 3 MAR 2026 How scams are emerging as a significant compliance and reputational threat for finanical services businesses in Australia. Read more  JOSHUA ANDERSON , VALESKA BLOCH , EMILY TURNBULL , JULIA CLEMENTE | FRIDAY, 12 DEC 2025 Regulatory enforcement activity against insurers has continued apace in 2025. Read more JOSHUA ANDERSON , VALESKA BLOCH , EMILY TURNBULL , JULIA CLEMENTE | FRIDAY, 5 DEC 2025 While down from its peak following the Financial Services Royal Commission, regulatory enforcement activity against insurers has continued apace in 2025. Read more  STAN GALLO , KATIE BOURNE | THURSDAY, 6 NOV 2025 AUSTRAC's legal action against a major club operator highlights serious AML failures and sends a clear message - templated frameworks are not enough. Read more  ELLIE KHOR | WEDNESDAY, 15 OCT 2025 Unlike a director or officer, a Responsible Manager (RM) is not a legal concept. Read more  SIMUN SOLJO , GUY SPIELMAN , HARRIET WALKER | FRIDAY, 18 JUL 2025 The Australian Securities and Investments Commission (ASIC) has provided some additional relief from the 'reportable situations' regime that applies to Australian Financial Services (AFS) and credit licensees. Read more SEAN GRAHAM | FRIDAY, 23 MAY 2025 In my career, I have been required to 'handle' three significant adviser frauds, so I know that while most advisers operate with integrity and professionalism - means, motive, opportunity and lax oversight can lead to advisers making choices whose consequences ... Read more |
Latest News
HNW clients value quality over fees: Praemium
High-net-worth (HNW) Australians who receive ongoing financial advice are more confident in their investments than those managing their wealth alone, new research from Praemium and CoreData found.
TAL launches new campaign focused on mental health
TAL has launched a new campaign, working with youth media group The Daily Aus, and partners with the AFLW, aimed at promoting mental wellbeing.
Selfwealth expands into full-fledged wealth platform
Trading platform Selfwealth has launched three managed portfolios, expanding from online brokerage into a wealth platform.
Adviser increase the 'strongest' since FY20: Padua WealthData
The number of financial advisers has risen to 15,169, with net gains of six new members this week, according to Padua WealthData's analysis.
Further Reading
Cover Story
Advice with soul
SACHA BURCHGART
FOUNDER & MANAGING DIRECTOR
BURCHEART PTY LTD
FOUNDER & MANAGING DIRECTOR
BURCHEART PTY LTD
Though she initially tried, Sacha Burchgart couldn't escape the call of a career in financial advice; it just took staring down her own mortality to see what's possible when you do things differently. Jamie Williamson writes.
Expert Feed
What America's $1 trillion direct indexing boom tells us about the evolution of MAs
What Australia can learn from direct indexing, a tax-efficient form of managed accounts utilised in the US.
SMSF changes unlikely to deter those seeking greater control over superannuation
HLB Mann Judd's Mitchell Markwick believes the recent changes will not slow down the rapid growth in SMSFs.
Stonepoint is another lesson in fund governance and investor protection
The demise of the Stonepoint Capital Fund may have gone under the radar for many, but proves an important point for independent governance when examined.
A never ending story of levies
The extensive processing period for Shield and First Guardian complaints means financial advisers will likely not be able to see an end to a series of ...
