 Sean Graham Managing Director, Assured Support
SEAN GRAHAM | FRIDAY, 20 JUN 2025 This article is based on insights shared during the live streamed webinar 'How forward thinking practices are redesigning their approach to contemporary retirement advice', hosted by Challenger on 9 April 2025, featuring Sean Graham, managing director ... Read more SEAN GRAHAM | FRIDAY, 23 MAY 2025 In my career, I have been required to 'handle' three significant adviser frauds, so I know that while most advisers operate with integrity and professionalism - means, motive, opportunity and lax oversight can lead to advisers making choices whose consequences ... Read more SEAN GRAHAM | FRIDAY, 19 JUL 2024 Under Australian financial services laws, Australian Financial Services (AFS) Licensees and financial advisers face stringent compliance obligations regarding the collection, use, and protection of personal information. Read more SEAN GRAHAM | FRIDAY, 1 MAR 2024 We recently learnt that 98% of the new advice licensees that commenced operation in 2023 were 'micro-licensees'-that is, licensees with fewer than ten advisers. Read more SEAN GRAHAM | FRIDAY, 18 AUG 2023 Being a Responsible Manager is not easy. As the industry continues to grow and adapt, it is crucial for managers to stay informed and make informed decisions that benefit their licensee and satisfy regulators and stakeholders. Read more SEAN GRAHAM | FRIDAY, 26 NOV 2021 Advisers and licensees have had a lot of regulatory reform to manage in 2021, so it is no surprise that there is still a measure of confusion and uncertainty around these new arrangements. Queries about fee disclosure statements (FDSs) and ongoing fee ... Read more SEAN GRAHAM | THURSDAY, 23 SEP 2021 Considering the deluge of regulatory reform bearing down on licensees and advisers, it is not surprising that the product design and distribution obligations have largely been overlooked. Read more SEAN GRAHAM | THURSDAY, 8 JUL 2021 For a variety of reasons, including client preferences, the 'cost of compliance' and perceptions of value, there is an increasing focus on general advice. For some a sanctuary from the Financial Adviser Standards and Ethics Authority (FASEA), increasing ... Read more SEAN GRAHAM | THURSDAY, 12 JUL 2018 Making recruitment make sense Read more SEAN GRAHAM | TUESDAY, 12 JUN 2018 The end of vertically integrated businesses Read more PAGE: 1 |
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MAGDELINE JACOVIDES
FOUNDER AND FINANCIAL ADVISER
MAZI WEALTH
FOUNDER AND FINANCIAL ADVISER
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