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About the Author

David Court
Partner, Holley Nethercote

Expert Feeds Published

Is the end coming for the sophisticated investor?
The distinction between wholesale and retail clients is a fundamental part of the financial services laws. The continuing increase in retail client regulation over recent years (such as the FOFA reforms) ...

Articles Published

Liability of a responsible manager
The responsible manager (RM) of a licensee plays a key role under the financial services and credit licensing regimes. However, many RMs are concerned as to their responsibilities and liabilities when ...  ...

Latest News

ASIC prepares advisers for DDO

KARREN VERGARA  |   12:32PM
ASIC is urging financial advisers to be well prepared for the new Design and Distribution Obligations regime, warning that there should be no surprises when it kicks into gear on October 5.

William Buck merges with sixth firm

KARREN VERGARA
A Melbourne-based advisory firm has merged with William Buck as the latter continues its aggressive expansion strategy.

DDO nil-reporting rule scrapped

KARREN VERGARA
In a win for financial advisers, the Design and Distribution Obligations (DDO) regime will scrap the nil-reporting rule.

Advisers embrace technology, lack budget

KARREN VERGARA
Financial advisers have dramatically relied on technology over the last 18 months yet are unwilling to increase their budget to improve the clients' digital experience, new research finds.

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No shame in dreaming

VICTORIA DEVINE
MANAGING DIRECTOR
ZELLA WEALTH PTY LTD
The podcast She's on the Money has become a personal finance juggernaut and catapulted its founder and Zella Wealth director Victoria Devine into the public eye. But she doesn't want to make it all about her, instead she's focused on the power of money to change lives. Elizabeth McArthur writes.
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