 EMANUEL KAZOULLIS | FRIDAY, 16 MAY 2025 Having an Australian Financial Services (AFS) licence is a bit like hosting a dinner party, where the Australian Securities and Investments Commission (ASIC) is an uninvited guest who will still critique your food, judge your table settings and leave ... Read more  DAVID COURT | FRIDAY, 7 MAR 2025 The distinction between wholesale and retail clients is a fundamental part of Australia's financial services laws. Read more  CHRISTOPHER OVERTON | FRIDAY, 28 FEB 2025 Sometimes personal situation becomes desperate, leading to a member wanting to access the superannuation monies trapped in their superannuation fund. Read more  SAMANTHA HILLS | FRIDAY, 17 JAN 2025 It pays to understand super trustees' obligations as modified by the Treasury Laws Amendment (Delivering Better Financial Outcomes and Other Measures) Act 2024 (the DBFO Act), when it comes to advice fees. Read more SAMANTHA HILLS | FRIDAY, 13 DEC 2024 Licensees who provide financial product advice in relation to general insurance, life insurance or consumer credit insurance will be familiar with the exemption from conflicted remuneration for commissions on these products. Read more SAMANTHA HILLS | FRIDAY, 6 DEC 2024 The big-ticket item for advice licensees resulting from the Treasury Laws Amendment (Delivering Better Financial Outcomes and Other Measures) Act 2024 (the DBFO Act) is the changes made to ongoing fee arrangements (OFAs). Read more  VALESKA BLOCH , DAVID ROUNTREE , EMILY CRAVIGAN , MADDISON RYAN , EMILIANA GALLEGO , ISOBEL MCKENZIE , MICHAEL THOMAS , GAVIN SMITH , LAUREN HOLZ | FRIDAY, 25 OCT 2024 The Australian Government has introduced into Parliament the first tranche of reforms to the Privacy Act 1988 under the Privacy and Other Legislation Amendment Bill 2024 (the Bill). Read more  LYNDA DOWLING | FRIDAY, 20 SEP 2024 The Spam Act 2003 (Spam Act) applies to most Australian businesses, including financial services, that send commercial messages for marketing or other purposes. Read more  SHANE FLATMAN | FRIDAY, 6 SEP 2024 As the 21 October 2024 deadline for the Australian Securities and Investments Commission's (ASIC) game-changing updates to over-the-counter (OTC) derivative transaction reporting looms, Australian financial institutions need to prepare for a seismic ... Read more  ROD ALDUS , TIM STEWART , YU ZHANG , KIRSTY PRINSLOO , LENNARD BREMER , ALEXANDRA MASON | FRIDAY, 16 AUG 2024 The Australian Securities and Investment Commission (ASIC) has released guidance clarifying its expectations in relation to a bank, or other intermediary, pre-hedging derivative exposures. Read more |
Latest News
HNW clients value quality over fees: Praemium
High-net-worth (HNW) Australians who receive ongoing financial advice are more confident in their investments than those managing their wealth alone, new research from Praemium and CoreData found.
TAL launches new campaign focused on mental health
TAL has launched a new campaign, working with youth media group The Daily Aus, and partners with the AFLW, aimed at promoting mental wellbeing.
Selfwealth expands into full-fledged wealth platform
Trading platform Selfwealth has launched three managed portfolios, expanding from online brokerage into a wealth platform.
Adviser increase the 'strongest' since FY20: Padua WealthData
The number of financial advisers has risen to 15,169, with net gains of six new members this week, according to Padua WealthData's analysis.
Further Reading
Cover Story
Advice with soul
SACHA BURCHGART
FOUNDER & MANAGING DIRECTOR
BURCHEART PTY LTD
FOUNDER & MANAGING DIRECTOR
BURCHEART PTY LTD
Though she initially tried, Sacha Burchgart couldn't escape the call of a career in financial advice; it just took staring down her own mortality to see what's possible when you do things differently. Jamie Williamson writes.
Expert Feed
What America's $1 trillion direct indexing boom tells us about the evolution of MAs
What Australia can learn from direct indexing, a tax-efficient form of managed accounts utilised in the US.
SMSF changes unlikely to deter those seeking greater control over superannuation
HLB Mann Judd's Mitchell Markwick believes the recent changes will not slow down the rapid growth in SMSFs.
Stonepoint is another lesson in fund governance and investor protection
The demise of the Stonepoint Capital Fund may have gone under the radar for many, but proves an important point for independent governance when examined.
A never ending story of levies
The extensive processing period for Shield and First Guardian complaints means financial advisers will likely not be able to see an end to a series of ...
