 EMANUEL KAZOULLIS | FRIDAY, 16 MAY 2025 Having an Australian Financial Services (AFS) licence is a bit like hosting a dinner party, where the Australian Securities and Investments Commission (ASIC) is an uninvited guest who will still critique your food, judge your table settings and leave ... Read more  DAVID COURT | FRIDAY, 7 MAR 2025 The distinction between wholesale and retail clients is a fundamental part of Australia's financial services laws. Read more  CHRISTOPHER OVERTON | FRIDAY, 28 FEB 2025 Sometimes personal situation becomes desperate, leading to a member wanting to access the superannuation monies trapped in their superannuation fund. Read more  SAMANTHA HILLS | FRIDAY, 17 JAN 2025 It pays to understand super trustees' obligations as modified by the Treasury Laws Amendment (Delivering Better Financial Outcomes and Other Measures) Act 2024 (the DBFO Act), when it comes to advice fees. Read more SAMANTHA HILLS | FRIDAY, 13 DEC 2024 Licensees who provide financial product advice in relation to general insurance, life insurance or consumer credit insurance will be familiar with the exemption from conflicted remuneration for commissions on these products. Read more SAMANTHA HILLS | FRIDAY, 6 DEC 2024 The big-ticket item for advice licensees resulting from the Treasury Laws Amendment (Delivering Better Financial Outcomes and Other Measures) Act 2024 (the DBFO Act) is the changes made to ongoing fee arrangements (OFAs). Read more  VALESKA BLOCH , DAVID ROUNTREE , EMILY CRAVIGAN , MADDISON RYAN , EMILIANA GALLEGO , ISOBEL MCKENZIE , MICHAEL THOMAS , GAVIN SMITH , LAUREN HOLZ | FRIDAY, 25 OCT 2024 The Australian Government has introduced into Parliament the first tranche of reforms to the Privacy Act 1988 under the Privacy and Other Legislation Amendment Bill 2024 (the Bill). Read more  LYNDA DOWLING | FRIDAY, 20 SEP 2024 The Spam Act 2003 (Spam Act) applies to most Australian businesses, including financial services, that send commercial messages for marketing or other purposes. Read more  SHANE FLATMAN | FRIDAY, 6 SEP 2024 As the 21 October 2024 deadline for the Australian Securities and Investments Commission's (ASIC) game-changing updates to over-the-counter (OTC) derivative transaction reporting looms, Australian financial institutions need to prepare for a seismic ... Read more  ROD ALDUS , TIM STEWART , YU ZHANG , KIRSTY PRINSLOO , LENNARD BREMER , ALEXANDRA MASON | FRIDAY, 16 AUG 2024 The Australian Securities and Investment Commission (ASIC) has released guidance clarifying its expectations in relation to a bank, or other intermediary, pre-hedging derivative exposures. Read more |
Latest News
Federal Court lifts Merhi's travel ban
Former financial adviser Ferras Merhi is now free to travel as the Federal Court lifted travel restraint orders imposed one year ago.
Nominations open for the 2026 Power50
Nominations for the 2026 Financial Standard Power50 are now open as we recognise the country's most influential advisers who continue to raise the standards for the profession and provide outstanding service to clients and the wider community.
Advice veteran's exit creates $1bn Tassie wealth group
Mancell Financial Group (MFG) founder Peter Mancell has retired as a financial adviser after 46 years, selling the business he built to pave the way for a $1 billion wealth management firm in Tasmania.
Netwealth expands Morgan Stanley mandate
Amid expanding its stockbroking and private wealth capabilities, Netwealth has been picked by Morgan Stanley to provide a platform solution to its Australian wealth business.
Further Reading
Cover Story
Advice with soul
SACHA BURCHGART
FOUNDER AND FINANCIAL PLANNING SPECIALIST
BURCHEART
FOUNDER AND FINANCIAL PLANNING SPECIALIST
BURCHEART
Though she initially tried, Sacha Burchgart couldn't escape the call of a career in financial advice; it just took staring down her own mortality to see what's possible when you do things differently. Jamie Williamson writes.
Expert Feed
Secondaries: Handling a double-edged sword
Secondary transaction volume in private markets continue to hit new highs, as does fundraising for secondaries vehicles. Yet the market presents vulnerabilities ...
Is software dead?
ECP Asset Management's Damon Callaghan explains the fate of software companies suffering from the 'SaaSpocalypse' that was triggered by the rise of AI.
A governance dashboard is not a governance framework
Research houses are now offering monitoring tools to the licensees who use their ratings. The tools are useful. They do not discharge the governance obligation ...
The global advice gap: why expat clients are harder to serve than they appear
Many Australians are building wealth abroad before ultimately returning home for retirement.
