You have to wonder when the 'wholesale investor' and 'sophisticated investor" definitions will be reconsidered by ASIC - but here's an interesting thought - most people expect the asset/income limits to be a Wholesale client to be raised ...but ... Read more

An estimated 16,000 current financial advisers don't hold a relevant degree under the draft FASEA guidelines released for consultation in March 2018. That is two out of every three advisers currently listed on ASIC's Financial Adviser Register. Futures ... Read more

If you own a financial planning practice or AFSL then you must be asking yourself questions with increasing urgency about what the future holds for you, your clients, and your business. Read more

Advisers need to find the right mix when they communicate with clients. Communication strategies must be tailored to the age and the profile of each client. Read more