About the Author
Sonia Cruz
Head of Licensing, The Fold Legal
Expert Feeds Published
By Sonia Cruz and Nicholas Pavouris The 'fit and proper' person test previously only applied to credit licensees - but now it applies to AFS licensees as well. The change is bigger than it looks Previously ...
ASIC rejects 30% of AFS licences applications and 24% of credit applications. This article explains why it rejects applications and gives tips on how to avoid becoming a statistic. In 2017/2018, ASIC ...
Articles Published
There are four things that you need to do after 1 July 2013 when providing personal advice to retail clients - in addition to the disclosure requirements. The four things include (note: the italicised ... There ...
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