The client fileBY JAMES DICKSON | FRIDAY, 26 APR 2024 8:17AM Something that should be relatively unambiguous is often the source of plenty of debate when licensees are looking at historical matters and responding to requests for "Client Files".
 Compliance or priorities?I love Monty Python humour. Remember the crucifixion or freedom skit from Life of Brian? Michael Palin playing the whimsical centurion questioning a line-up ...  The EM small mid cap opportunityIn an era where stock returns have been dominated by US and Chinese technology mega-caps, few areas could be further from the limelight than small and ...  The rise and fall of multiple advice regulatorsWhat does the Government's announcement this week, to create a single, central disciplinary body for financial advisers mean for advisers?  New year, same problemsAs we head towards the end of the year I am struck by how difficult it is to sum up 2020. No words seem adequate.  A modern approach to adviceDemand for financial advice is high. With Adviser Ratings recently saying it had seen a three-fold increase in the number of people who had made contact ...  Retirees let down by lack of protectionFew investment metaphors are as misleading as the retirement "nest egg". Too many retirees believe their savings are fragile and to be preserved at all ...  Advisers can keep clients healthyPreventative health is a catalyst for overall wellbeing. There's no question that early diagnosis can be extremely beneficial to overall long-term health ...  Turning pointFinancial planners were helping Australians through stressful situations long before COVID-19. But the positive stories about financial planners were ...  Investigating licence optionsIn 2019 my business, Progressive Financial Solutions (PFS), was in search of a new licensee after our bank-owned licensee announced it would be closing ...  Return for effort (yours)Running a business can be hard work. There seems to be a thousand things to deal with (all of them urgent), you've invested a lot of your time, effort ... |
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Cover Story
Passing the baton
LIAM ROCHE
ADVICE ASSOCIATE
EUREKA WHITTAKER MACNAUGHT PTY LTD
ADVICE ASSOCIATE
EUREKA WHITTAKER MACNAUGHT PTY LTD
Liam Roche's experience in customer relationships and paraplanning has set him up for success as a financial adviser. Now undertaking the Professional Year, the advice associate at Eureka Whittaker Macnaught tells Karren Vergara how a new breed of advisers is flying the flag.
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